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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-22 |
Branch Locations
85 Broad Street 10Th Floo, New York, NY 10004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2016 | 11/2018 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 11/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 11/2018 | 09/2022 |
| Hsbc Bank Usa, N.A. | New York | NY | 11/2018 | 09/2022 |
| Infinex Investments, Inc. | Meriden | CT | 09/2022 | Present |
| Popular Bank | New York | NY | 09/2022 | Present |
1.) Popular Bank. Banking and wealth management. Yes, investment related. Started Sept 2022. Approx 160 hours per month. Approx 136 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-19 |
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