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Rodger Edward Premeau

Equitable Advisors, LLC

Wauwatosa, WI

CRD 4736118

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
WI RA APPROVED 2006-05-01
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • WI RA
    APPROVED
    Since 2006-05-01

Branch Locations

3333 N. Mayfair Road Suite 106, Wauwatosa, WI 53222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2006 06/2020
Equitable Advisors, Llc New York NY 04/2006 Present
Previous Registrations
Other Businesses

PREMEAU ENTERPRISES INC, BOARD MEMBER FOR FAMILY COMPUTER CONSULTING BUSINESS, START 4.11.1999, 1 HR PER MNTH; DBA - Lake Financial Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-26
  • S66 Uniform Combined State Law Examination
    2004-01-26

View on SEC IAPD

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