David Morris Richardson

Current Employers

Employment History

• 08/1978 → 01/2017
  David M. Richardson, Cpa
  Woodland Hills, CA
• 12/1999 → 06/2021
  Avantax Investment Services, Inc.
  Woodland Hills, CA
• 01/2005 → 06/2021
  Avantax Advisory Services
  Woodland Hills, CA
• 01/2012 → 03/2021
  Citrus Grove Mortgage Lending
  Castaic, CA
• 02/2016 → 06/2021
  Avantax Insurance Agency, Llc
  Woodland Hills, CA
• 01/2017 → Present
  Richardson & Co Cpas
  Woodland Hills, CA
• 07/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2021 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2014 → Present
  Richardson Financial
  Woodland Hills, CA
• 06/2010 → 12/2022
  David Morris Richardson
  Woodland Hills, CA
• 12/2022 → Present
  : David Richardson
  Woodland Hills, CA
• 12/2022 → Present
  Paul Blanco + Assoc. Inc
  Santa Maria, CA

Previous Registrations

• 2005-01-11 → 2021-07-02
  Avantax Advisory Services
  Woodland Hills, CA

Other Businesses

1) RICHARDSON FINANCIAL; WOODLAND HILLS, CA; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL PROFESSIONAL; 160 HRS/MO; PART OWNER; SINCE 06/2014 2) RICHARDSON & CO CPAs; WOODLAND HILLS, CA; NON-INVESTMENT RELATED; TAX AND ACCOUNTING PRERPARATION SERVICES; PART OWNER; PRESIDENT; SINCE 01/2017; 120HRS/MO 3) NAME OF OTHER BUSINESS: PAUL BLANCO + ASSOC. INC.; INVESTMENT RELATED: NO ADDRESS: 1619 S. BROADWAY, SANTA MARIA, CA 93454; NATURE OF BUSINESS: REAL ESTATE BROKER; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: REAL ESTATE SALES PERSON; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SELLING AND BUYING RESIDENTIAL AND COMMERCIAL REAL ESTATE 4) NAME OF OTHER BUSINESS: DAVID RICHARDSON; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MORTGAGES; START DATE: 12/2022' POSITION/TITLE/RELATIONSHIP: MORTGAGE LOAN ORIGINATOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: REFERRING REAL ESTATE MORTGAGES TO PEACHTREE FINANCIAL CORPORATION; 5) NAME OF OTHER BUSINESS: LOS ROBLES ESTATES HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 60 INVERNESS ROAD THOUSAND OAKS, CA 91361; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1;, APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY MEETINGS, DISCUSS FINANCIALS PREPARED BY MANAGEMENT COMPANY. REVIEW BILLS TO BE PAID, DISCUSS ISSUES OF OUR 28 HOMEOWNERS IN OUR ASSOCIATION;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-28
• S63 Uniform Securities Agent State Law Examination
  2000-01-24