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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

3001 78Th Ave Se, Mercer Island, WA 98040 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Mercer Island WA 04/2005 Present
Wells Fargo Advisors Llc Mercer Island WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Mercer Island WA 11/2016 Present
  • 04/2005 → Present
    Wells Fargo Bank
    Mercer Island, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Mercer Island, WA
  • 11/2016 → Present
    Mercer Island, WA
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED. TUKWILA, WA. 100% OWNER WITH SPOUSE. START: 12/01/2014; HOURS: 3 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD AN-YING SHUN LLC; INV RELATED; NORTH BEND, WA; RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START 12/1/2015; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. V.I. PROPERTIES LLC, INV RELATED, MERCER ISLAND, WA, 100% OWNERSHIP, START 2/12/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Other Names
  • Vivian Hong-Ying Chan

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