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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-19 |
| NJ | RA | APPROVED | 2006-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Red Bank | NJ | 02/2006 | Present |
I*2213275, Entity Type: Entity Charitable, Name of OBA: Ranney School Parent Development Committee, Address: Tinton Falls, New Jersey, 07724, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 02/28/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Peer and Parent outreach both at the school and alumni, thank you cards for participating in school events, friendly contests and games for parent involvement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-14 |
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