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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Worcester | MA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY:CAMPBELL ADVISORY, INC; Yes; 336 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; OWNER; 6/1/2015; 160; 160; SALE AND SERVICE OF FIXED INSURANCE,SECURITIES & INVESTMENT PRODUCTS.| 2) NAME OF ENTITY:MJK STONE IRREVOCABLE TRUST; No; 338 GROVE ST; WORCESTER; MA; 1605; TRUST; CO-TRUSTEE; 6/15/2016; 4; 4; CO-TRUSTEE| 3) NAME OF ENTITY:ARCHSTONE FINANCIAL; Yes; 327 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 6/1/2016; 160; 5; SALE & SERVICE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| 4) NAME OF OTHER BUSINESS: F FACTOR GOLF LEAGUE; INVESTMENT RELATED: NO; ADDRESS: 42 MAGILL RD GRAFTON, MA 01519; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECTING ANNUAL DUES AND PAYING OUT PRIZE MONEY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-30 |
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