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Christopher David Campbell

Cetera Investment Advisers LLC

Worcester, MA

CRD 4734590

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

324 Grove St, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Worcester MA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Worcester, MA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY:CAMPBELL ADVISORY, INC; Yes; 336 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; OWNER; 6/1/2015; 160; 160; SALE AND SERVICE OF FIXED INSURANCE,SECURITIES & INVESTMENT PRODUCTS.| 2) NAME OF ENTITY:MJK STONE IRREVOCABLE TRUST; No; 338 GROVE ST; WORCESTER; MA; 1605; TRUST; CO-TRUSTEE; 6/15/2016; 4; 4; CO-TRUSTEE| 3) NAME OF ENTITY:ARCHSTONE FINANCIAL; Yes; 327 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 6/1/2016; 160; 5; SALE & SERVICE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| 4) NAME OF OTHER BUSINESS: F FACTOR GOLF LEAGUE; INVESTMENT RELATED: NO; ADDRESS: 42 MAGILL RD GRAFTON, MA 01519; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECTING ANNUAL DUES AND PAYING OUT PRIZE MONEY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-30
  • S66 Uniform Combined State Law Examination
    2004-04-30

View on SEC IAPD

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