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Michael Rama

A.G.P. / Alliance Global Partners

Boca Raton, FL

Celebration, FL

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-15
CA RA APPROVED 2026-01-12
NJ RA APPROVED 2026-01-12
NY RA APPROVED 2026-01-09
PA RA APPROVED 2026-01-09
  • FL RA
    APPROVED
    Since 2026-01-15
  • CA RA
    APPROVED
    Since 2026-01-12
  • NJ RA
    APPROVED
    Since 2026-01-12
  • NY RA
    APPROVED
    Since 2026-01-09
  • PA RA
    APPROVED
    Since 2026-01-09

Branch Locations

Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States

Celebration, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plymouth Meeting PA 06/2014 03/2020
Ameriprise Financial Services, Llc Plymouth Meeting PA 03/2020 01/2026
Alliance Global Partners Boca Raton FL 01/2026 Present
  • 06/2014 → 03/2020
    Ameriprise Financial Services, Inc.
    Plymouth Meeting, PA
  • 03/2020 → 01/2026
    Ameriprise Financial Services, Llc
    Plymouth Meeting, PA
  • 01/2026 → Present
    Alliance Global Partners
    Boca Raton, FL
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; Raw land owned in the republic of Panama, ,; Investment-Related; 01/20/2007.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-07
S63 Uniform Securities Agent State Law Examination 2005-02-16
  • S66 Uniform Combined State Law Examination
    2011-09-07
  • S63 Uniform Securities Agent State Law Examination
    2005-02-16
Other Names
  • Michael Robert Rama
  • Michael Robert Rama
  • Michael Robert Rama
  • Michael Robert Rama
  • Michael Robert Rama
  • Michael Rama

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

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Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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