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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-12 |
| PA | RA | APPROVED | 2022-09-16 |
Branch Locations
1000 Germantown Pike Ste A1, Plymouth Meeting, PA 19462-2481 • United States
610 Freedom Business Ctr Dr Ste 230, King Of Prussia, PA 19406-1329 • United States
Phoenixville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments | Oaks | PA | 07/2001 | 12/2016 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 06/2022 | Present |
| Strategic Investment Group | Arlington | VA | 12/2016 | 04/2022 |
Real Estate Ownership; Multi-Family; 241 4th Ave, , Phoenixville, PA, 19460; Not Investment-Related; 11/01/2019 / Multi-Family; 243 4th ave, , Phoenixville, PA, 19460; Not Investment-Related; 09/15/2022 / Multi-Family; 2901 Doris Court, , Phoenixville, PA, 19460; Not Investment-Related; 05/01/2012 / Multi-Family; 304 gay St, , Phoenixville, PA, 19460; Not Investment-Related; 05/01/2015 / Multi-Family; 306 gay st, , phoenixville, PA, 19460; Not Investment-Related; 04/01/2014 / Multi-Family; 38 N. Main Street, , Spring City, PA, 19436; Not Investment-Related; 07/01/2013 / Multi-Family; 422 Holstein st., , Bridgeport, PA, 19405; Not Investment-Related; 10/01/2010 / Multi-Family; 608 Wentworth drive, , King of Prussia, PA, 19406; Not Investment-Related; 08/01/2007 / Single Family; 605 cherry lane, , Phoenixville, PA, 19460; Not Investment-Related; 06/01/2026. Outside Employment; KSP MLS LLC; AFA - Financial Advisor; AFA; 1000 Germantown Pike Suite A1, , Plymouth Meeting, PA, 19460; Investment-Related; 01/01/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; good works lnc, finance committee member; committee oversees/approves annual budget. Not Board Member; 82 Pearl Aly, , Coatesville, PA, 19320; Investment-Related; 02/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-27 |
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