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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-06-17 |
| TX | RA | APPROVED_RES | 2019-06-17 |
Branch Locations
5959 Canoga Ave, Woodland Hills, CA 91367 • United States
22828 Victory Blvd, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Calabasas | CA | 07/2015 | 05/2019 |
| World Financial Group, Inc. | Calabasas | CA | 07/2015 | 05/2019 |
| Business Improvement Services | Woodland Hills | CA | 05/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 06/2019 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 06/2019 | Present |
I*124495 For profit or not for profit: For-Profit Organization Name of outside business organization: BUSINESS IMPROVEMENT SERVICES Investment related: N Address of business: WOODLAND HILLS, California 91367 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 5/24/2017 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Whole sale of equipment spare parts to companies located in South America. The only company we do business with is TEPCO located in Bolivia.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-12 |
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