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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-02-22 |
Branch Locations
777 Third Ave Suite 1703, New York, NY 10017 • United States
Syosset, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Woodbury | NY | 10/2007 | 12/2019 |
| Park Avenue Securities Llc | Woodbury | NY | 10/2007 | 12/2019 |
| Guardian Life Insurance Company | Syosset | NY | 12/2019 | Present |
| Park Avenue Securities | Syosset | NY | 12/2019 | Present |
1) P&C under SGM Insurance services-homeowner and umbrella policies, Start: 05/10/2010, Address: 21 Winthrop Ave Syosset NY 11791, 20 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2. health ins-health ins and P & C business, Start: 05/10/2010, Address: 21 Winthrop Ave Syosset NY 11791, 15 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation 3) rental property, Start: 01/01/2016, Address: 7271 mcclure ave pittsburgh PA 15218, 1 total hour per month, 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-02 |
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