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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-08-29 |
| KY | RA | APPROVED | 2023-08-29 |
| MD | RA | APPROVED | 2023-08-29 |
| MI | RA | APPROVED | 2023-08-29 |
| WI | RA | APPROVED | 2023-08-29 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| IA | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
1220 Kensington Rd; Ste 200B, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Oak Brook | IL | 11/2003 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Glen Ellyn | IL | 01/2004 | 07/2021 |
| Marilyn Seagraves | Oak Brook | IL | 06/2011 | 07/2021 |
| Seagraves Financial Group, Llc | Lombard | IL | 04/2013 | 07/2021 |
| Glen Ellyn Park District Youth Baseball Association | Glen Ellyn | IL | 04/2015 | 07/2021 |
| Glen Ellyn Park District | Glen Ellyn | IL | 01/2016 | 07/2021 |
| Cms Office Management, Llc | Glen Ellyn | IL | 10/2019 | 07/2021 |
| Lpl Financial Llc | Oak Brook | IL | 07/2021 | Present |
1) 2020 - Business Entity For Tax/Investment Purposes Only / CMS OFFICE MANAGEMENT, LLC / Not Investment Related / Oak Brook, IL 2) 04/01/2013 - DBA for LPL Business (entity for LPL business) / Seagraves Financial Group, LLC / Not Investment Related / Lombard, IL 60148 3) 10/4/2022 - Seagraves Financial Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Co-Owners - Start Date - 04/23/2013 - 45 Hours Per Month/8 Hours During Securities Trading 4) 12/21/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/20/2022 - 8 Hours Per Month/4 Hours During Securities Trading 5) 08/17/2023 - Insurance Design Network, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/21/2023 - 5 Hours Per Month/ 4 Hours During Trading 6) 09/21/2023 - Surehaven Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/14/2023 - 40 Hours Per Month/ 40 Hours During Trading 7) 10/17/2023 - Crump - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/21/2023 - 3 Hours per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-08 |
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