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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-05-03
  • NJ RA
    APPROVED
    Since 2010-05-03

Branch Locations

1605 Grand Central Ave Office Suite 2A, Lavallette, NJ 08735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Colts Neck NJ 04/2010 Present
Mml Investors Services Inc Colts Neck NJ 04/2010 Present
  • 04/2010 → Present
    Massmutual
    Colts Neck, NJ
  • 04/2010 → Present
    Mml Investors Services Inc
    Colts Neck, NJ
Previous Registrations
  • 2008-12-02 → 2010-04-22
    Chase Investment Services Corp.
    Parsippany, NJ
    Randolph, NJ
    Rockaway, NJ
    Riverdale, NJ
  • 2006-03-10 → 2008-10-01
    Florham Park, NJ
Other Businesses

(1) NAME: BETH J ULRICH, INV REL: Y ADDR: 2600 HWY MANASQUAN, NJ 08736 NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: SALES/AGENT, START: 6/27/2014, NO HR/MO: 5 NO HR/MO DUR TRADING: 5. (2) NAME: 622 BARNEGAT LLC INV REL: Y ADD: RESIDENTIAL NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 06/01/2025 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: OWN AND MAINTAIN REAL ESTATE PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-02
S63 Uniform Securities Agent State Law Examination 2005-03-11
  • S65 Uniform Investment Adviser Law Examination
    2006-03-02
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11

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