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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 06/2016 | 12/2017 |
| Investors Bank | Spring Lake Heights | NJ | 06/2016 | 12/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2017 | 12/2017 |
| Santander Bank, Na | Boston | MA | 02/2018 | 05/2021 |
| Santander Securities, Llc | Dorchester | MA | 02/2018 | 05/2021 |
| Investors Bank | Brick | NJ | 05/2021 | 03/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2021 | Present |
| Cetera Investment Advisers Llc | Toms River | NJ | 05/2021 | Present |
| Kearny Bank | Toms River | NJ | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-09 |
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