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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-05-24
  • NJ RA
    APPROVED
    Since 2021-05-24

Branch Locations

827 Fischer Blvd, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 06/2016 12/2017
Investors Bank Spring Lake Heights NJ 06/2016 12/2017
Cetera Investment Services Llc St. Cloud MN 12/2017 12/2017
Santander Bank, Na Boston MA 02/2018 05/2021
Santander Securities, Llc Dorchester MA 02/2018 05/2021
Investors Bank Brick NJ 05/2021 03/2022
Cetera Investment Services Llc Saint Cloud MN 05/2021 Present
Cetera Investment Advisers Llc Toms River NJ 05/2021 Present
Kearny Bank Toms River NJ 03/2022 Present
  • 06/2016 → 12/2017
    Invest Financial Corporation
    Tampa, FL
  • 06/2016 → 12/2017
    Investors Bank
    Spring Lake Heights, NJ
  • 12/2017 → 12/2017
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2018 → 05/2021
    Santander Bank, Na
    Boston, MA
  • 02/2018 → 05/2021
    Dorchester, MA
  • 05/2021 → 03/2022
    Investors Bank
    Brick, NJ
  • 05/2021 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2021 → Present
    Toms River, NJ
  • 03/2022 → Present
    Kearny Bank
    Toms River, NJ
Previous Registrations
  • 2018-09-07 → 2021-05-26
    Lakewood, NJ
    Villanova, PA
    Manchester, NJ
    Toms River, NJ
    Brick, NJ
    Boston, MA
    Brick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-05
S63 Uniform Securities Agent State Law Examination 2013-04-09
  • S66 Uniform Combined State Law Examination
    2018-09-05
  • S63 Uniform Securities Agent State Law Examination
    2013-04-09
Other Names
  • Melissa Felice

View on SEC IAPD

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