Mark K Vandzura

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 10/2014 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

Administrator or executor of an estate or trustee of a trust for a non-family or family member. I am the trustee of the trust and have permission to facilitate transactions for the assets within the trust. The trust is custodied at Fidelity and I am not the broker of record.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-20
• S63 Uniform Securities Agent State Law Examination
  2006-08-04

Other Names

• Mark Kulik Van Dzura