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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-10-29 |
Branch Locations
1433 Hooper Ave Suite 339, Toms River, NJ 08753 • United States
1967 Highway 34 Building C, Suite 201, Wall, NJ 07719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2014 | Present |
Administrator or executor of an estate or trustee of a trust for a non-family or family member. I am the trustee of the trust and have permission to facilitate transactions for the assets within the trust. The trust is custodied at Fidelity and I am not the broker of record.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-04 |
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