Douglas J Bauerband

Current Employers

Employment History

• 06/2012 → 12/2022
  Tfs Securities, Inc.
  Lincroft, NJ
• 10/1980 → Present
  Douglas Bauerband Dba G Douglas Financial Group
  Toms River, NJ
• 06/2017 → Present
  Douglas Bauerband, Sole Proprietor
  Toms River, NJ
• 06/2012 → 12/2022
  Tfs Advisory Services
  Lincroft, NJ
• 01/2023 → 07/2023
  Gradient Securities/Gradient Wealth Management
  Arden Hills, MN
• 06/2023 → Present
  Douglas Bauerband, Sole Proprietor Dba G. Douglas Wealth Mgmt
  Toms River, NJ
• 11/2022 → Present
  Douglas Bauerband, Sole Proprietor
  Toms River, NJ
• 05/2024 → Present
  San Blas Securities
  Toms River, NJ

Previous Registrations

• 2023-01-13 → 2023-07-17
  Gradient Securities, Llc
  Toms River, NJ
  Arden Hills, MN
• 2012-06-27 → 2022-12-31
  World Investments, Llc
  Toms River, NJ
  Toms River, NJ
  Lincroft, NJ
  Toms River, NJ
• 2008-10-31 → 2012-06-28
  Osaic Services, Inc.
  Toms River, NJ
• 2008-02-19 → 2008-10-31
  American General Securities Incorporated
  Houston, TX
  Pine Beach, NJ
  Toms River, NJ

Other Businesses

1. ALPHA OMEGA AGENCY; INV RELATED; 1184 FISCHER BLVD, STE 1-D, TOMS RIVER, NJ 08753; PROPERTY AND CASUALTY SALES; OWNER; START 10/1980; 0 HOURS PER MONTH; 0HOURS DURING TRADING HOURS; SALES OF PROPERTY AND CASUALTY. 2. PINES VILLAGE (FORMERLY THE PINES AT WHITING); NOT INV RELATED; 509 RTE 530, WHITING, NJ 08753; NON-PROFIT SENIORCARE COMMUNITY; TRUSTEE/Finance Committee; START 09/1998; 16 HOURS PER year; 16 HOURS per year DURING SECURITIES TRADING HOURS. 3. DOUGLAS BAUERBAND; INV RELATED; 1184 FISCHER BLVD, STE 1-D, TOMS RIVER, NJ 08753; BOOK WRITING; AUTHOR; START 01/2016; 2 HOURS PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; AUTHOR OF THE FOLLOWING BOOKS: BUILD WEALTH LIKE A SHARK, RETIRE ABUNDANTLY, GIVING TRANSFORMS YOU AND RETIRE LIKE A SHARK. 4. TFS MORTGAGE; INV RELATED; 1184 FISCHER BLVD, STE 1-D, TOMS RIVER, NJ 08753; MORTGAGESS; REFEREE; START 01/2006; 1 HOUR PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; REFEREE - REFER CLIENTS TO LICENSED MORTGAGE BROKER. 5. DBA G DOUGLAS FINANCIALGROUP; INV RELATED; 1184 FISCHER BLVD, STE 1-D, ROMS RIVER, NJ 08753; DBA NAME FOR INSURANCE; MANAGING MEMBER/OWNER; START 01/2005; 160 HOURS PER MONTH;160 HOURS DURING SECURITIES TRADING HOURS; 6. Douglas Bauerband, Sole Proprietor; Toms River, NJ; Not Investment Related; Estate Coordinator; Less than 5% of time spent; Started 11/2022. 7. San Blas Securities; Investment Related; Toms River, NJ; Registered Representative; Sale of Broker/Dealer Products; Started 05/2024; 64 hours spent per month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-04
• S63 Uniform Securities Agent State Law Examination
  1999-06-29