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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-01 |
| NY | RA | APPROVED | 2024-10-31 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | New York | NY | 11/2012 | Present |
| National Asset Management | New York | NY | 04/2019 | Present |
| B. Riley Wealth Management | New York | NY | 07/2022 | 10/2024 |
| Alliance Global Partners | New York | NY | 10/2024 | Present |
1) PPL, HOME HEALTH AIDE 15-20 HRS PER WEEK ZERO DURING TRADING HRS... 2)360EMED LLC, NON INVESTMENT RELATED, ONLINE MEDICAL APPOINTMENT SCHEDULING, CONSULTANT 10% EQUITY OWNERSHIP, START DATE: 09/2018, 10 HOURS/MONTH, NONE DURING TRADING HOURS, ADVISING ON BUSINESS DEVELOPMENT. 3) VIANA CAPITAL INC. NON INVESTMENT RELATED, PASS THROUGH FOR TAX PURPOSES, OWNER, 10/2024, ZERO HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-15 |
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