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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-12 |
Branch Locations
5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States
Brazoria, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated (7691) | Amarillo | TX | 07/2009 | 12/2017 |
| Bank Of America,Na | Amarillo | TX | 12/2009 | 12/2017 |
| Wells Fargo Clearing Services Llc | Lake Jackson | TX | 12/2017 | 01/2024 |
| Ameriprise Financial Services | Houston | TX | 01/2024 | 01/2024 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Houston | TX | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-18 |
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