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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-05-26
PA RA APPROVED 2026-03-17
TX RA APPROVED_RES 2021-02-21
CA RA APPROVED 2012-01-06
  • NV RA
    APPROVED
    Since 2026-05-26
  • PA RA
    APPROVED
    Since 2026-03-17
  • TX RA
    APPROVED_RES
    Since 2021-02-21
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

21550 Oxnard Street Suite 470, Woodland Hills, CA 91367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Woodland Hills CA 10/2003 Present
Zein Insurance Services Woodland Hills CA 05/2022 10/2022
Debtmerica Relief Santa Ana CA 11/2011 10/2021
Transamerica Financial Advisors Woodland Hills CA 01/2012 Present
Az 1 Enterprizes, Inc. Chatsworth CA 10/2013 Present
Keller Williams Encino -Shermand Oaks Realty / Estates Encino CA 05/2018 06/2021
Wfg Direct Woodland Hills CA 08/2021 12/2025
  • 10/2003 → Present
    Wfgia
    Woodland Hills, CA
  • 05/2022 → 10/2022
    Zein Insurance Services
    Woodland Hills, CA
  • 11/2011 → 10/2021
    Debtmerica Relief
    Santa Ana, CA
  • 01/2012 → Present
    Transamerica Financial Advisors
    Woodland Hills, CA
  • 10/2013 → Present
    Az 1 Enterprizes, Inc.
    Chatsworth, CA
  • 05/2018 → 06/2021
    Keller Williams Encino -Shermand Oaks Realty / Estates
    Encino, CA
  • 08/2021 → 12/2025
    Wfg Direct
    Woodland Hills, CA
Previous Registrations
  • 2009-05-27 → 2012-01-06
    Investment Advisors International, Inc.
    Woodland Hills, CA
    Torrance, CA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). DESCRIPTION: Marketing AZ 1 ENTERPRIZES, INC. POSITION: OWNER NATURE: This OBA is a pass-through entity for accounting purposes for your WFG/TFA Business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 22122 Erwin Street, Apt. F206, Woodland Hills CA 91367, United States DESCRIPTION: Manage and operate my pass-through entity, for accounting purposes for your WFG/TFA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-07
S63 Uniform Securities Agent State Law Examination 2003-12-31
  • S65 Uniform Investment Adviser Law Examination
    2008-10-07
  • S63 Uniform Securities Agent State Law Examination
    2003-12-31
Other Names
  • Kianna Shin

View on SEC IAPD

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