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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-12-22
  • TX RA
    APPROVED
    Since 2012-12-22

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

9413 Katy Fwy, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Houston TX 05/1998 Present
Wells Fargo Advisors , Llc Houston TX 02/2012 Present
  • 05/1998 → Present
    Wells Fargo Bank
    Houston, TX
  • 02/2012 → Present
    Wells Fargo Advisors , Llc
    Houston, TX
Previous Registrations
  • 2004-05-06 → 2008-04-22
    Wells Fargo Investments, Llc
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21
Other Names
  • Marina Michelle Mihaiasa
  • Ecaterina Mihaela Marina Mihaiasa

View on SEC IAPD

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