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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
2700 N Military Trail Suite 220, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Boca Raton | FL | 03/2015 | 11/2018 |
| Royal Alliance Associates, Inc. | Boca Raton | FL | 11/2018 | Present |
1) SIGNATURE FINANCIAL SOLUTIONS LLC POSITION: Producer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 11/05/2018 ADDRESS: 2700 N Military Trail, Suite 220, Boca Raton FL 33431, United States DESCRIPTION: Insurance Broker 2) SIGNATURE FINANCIAL SOLUTIONS POSITION: Investment Advisor Representative conducting securities, investment advisory and insurance business under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/11/2011 ADDRESS: 2700 N Military Trail, Suit 220, Boca Raton FL 33431, United States DESCRIPTION: Sales and marketing of securities, investment advisory and insurance business under this business name. 3) THE PARTNERS NETWORK POSITION: Other NATURE: Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2011 ADDRESS: 2700 N Military Trl Ste 220 Boca Raton FL 33433 DESCRIPTION: A Silent company owned by the managing executive used to pay John Hancock commissions.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-10-29 |
| S65 | Uniform Investment Adviser Law Examination | 2013-10-21 |
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