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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Jackson | TN | 09/2014 | 06/2021 |
| King And Ziegler Financial Group | Jackson | TN | 02/2020 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:ROGER ZIEGLER-NOTARY; No; 28 OLD HICKORY COVE; JACKSON; TN; 38305; NOTARY PUBLIC; NOTARY PUBLIC; 7/13/2009; 1; 1; NOTARIZE DOCUMENTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 28 OLD HICKORY COVE; JACKSON; TN; 38305; Fixed Insurance Sales; Independent Insurance Agent; 2/11/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:King and Ziegler Financial Group; Yes; 28 Old Hickory Cove; Jackson; TN; 38305; FINANCIAL SERVICES/DBA; Financial Adviser; 1/29/2020; 240; 240; PROVIDE FINANCIAL SERVICES AND PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-16 |
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