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Mitchell Neal Altro

Janney Montgomery Scott LLC

Boca Raton, FL

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-15
NC RA APPROVED 2017-06-13
CA RA APPROVED 2017-06-09
TX RA APPROVED 2014-12-15
FL RA APPROVED 2014-12-03
  • NJ RA
    APPROVED
    Since 2017-06-15
  • NC RA
    APPROVED
    Since 2017-06-13
  • CA RA
    APPROVED
    Since 2017-06-09
  • TX RA
    APPROVED
    Since 2014-12-15
  • FL RA
    APPROVED
    Since 2014-12-03

Branch Locations

2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Ft Lauderdal FL 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-01
S63 Uniform Securities Agent State Law Examination 2007-07-16
  • S66 Uniform Combined State Law Examination
    2014-12-01
  • S63 Uniform Securities Agent State Law Examination
    2007-07-16

View on SEC IAPD

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