Jan Teresa Heaman

Employer firm

Umb Financial Services, Inc. CRD 17073

$5.04M regulatory AUM 2,110 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2016-09-09

MO RA
APPROVED

Since 2016-09-09

Branch Locations

7700 Forsyth Blvd Suite 120, Clayton, MO 63105 • United States

4200 W 115Th Street, Leawood, KS 66211 • United States

Fenton, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Optimum Wealth Management, Llc	St. Louis	MO	06/2013	07/2016
Umb Bank	St Louis	MO	08/2016	Present
Umb Financial Services Inc	St Louis	MO	08/2016	Present

06/2013 → 07/2016

Optimum Wealth Management, Llc

St. Louis, MO
08/2016 → Present

Umb Bank

St Louis, MO
08/2016 → Present

Umb Financial Services Inc

St Louis, MO

Previous Registrations

2016-08-27 → 2016-09-08

Krilogy

St. Louis, MO
2013-07-02 → 2016-07-11

Optimum Wealth Management, Llc

St. Louis, MO
2009-10-09 → 2013-07-11

Datatex Investment Services Inc

Clayton, MO

Other Businesses

UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 08/22/16, 152 hours per month allocated to UMB Bank during normal business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-28

S66 Uniform Combined State Law Examination

2004-01-28

Designations

Certified Financial Planner

Other Names

Jan Teresa Heaman
Jan Teresa Heaman

View on SEC IAPD