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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-05
CA RA APPROVED 2004-05-03
  • TX RA
    APPROVED_RES
    Since 2012-01-05
  • CA RA
    APPROVED
    Since 2004-05-03

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Diego CA 05/2011 Present
Other Businesses

Junior Achievement of San Diego / 4756 Mission Gorge Place San Diego,Ca 92120 / Other/ Education / teaching children financial literacy / Member of Board of Directors / / participating in board meetings / Start Date 3/31/15 non-profit / 2 hours every other month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-22
  • S66 Uniform Combined State Law Examination
    2004-04-22

View on SEC IAPD

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