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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-05
CA RA APPROVED 2025-07-02
  • TX RA
    APPROVED
    Since 2025-08-05
  • CA RA
    APPROVED
    Since 2025-07-02

Branch Locations

735 Tank Farm Rd, Suite 200, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Westlake Village CA 11/2005 06/2025
Bank Of America, Na San Luis Obispo CA 08/2009 06/2025
Raymond James & Associates Inc. San Luis Obispo CA 07/2025 Present
  • 11/2005 → 06/2025
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Westlake Village, CA
  • 08/2009 → 06/2025
    Bank Of America, Na
    San Luis Obispo, CA
  • 07/2025 → Present
    San Luis Obispo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-16
  • S66 Uniform Combined State Law Examination
    2004-01-16
Designations
Other Names
  • Steve English

View on SEC IAPD

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