Edmund F Speck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 02/2017
  Guardian Life Insurance Co Of America
  Bloomington, MN
• 01/2012 → 02/2017
  Park Avenue Securities Llc
  Bloomington, MN
• 03/2017 → 03/2022
  Guardian Life Insurance
  Edina, MN
• 03/2017 → 03/2022
  Park Avenue Securities
  Edina, PA
• 03/2022 → Present
  Lpl Financial Llc
  Edina, MN

Previous Registrations

• 2014-01-09 → 2022-04-04
  Park Avenue Securities Llc
  Edina, MN
  Eden Prairie, MN
  Minnetonka, MN

Other Businesses

1)03/16/2022 - Generation Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-11-24

Other Names

• Edmund Francis Speck