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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Bloomington | MN | 01/2012 | 02/2017 |
| Park Avenue Securities Llc | Bloomington | MN | 01/2012 | 02/2017 |
| Guardian Life Insurance | Edina | MN | 03/2017 | 03/2022 |
| Park Avenue Securities | Edina | PA | 03/2017 | 03/2022 |
| Lpl Financial Llc | Edina | MN | 03/2022 | Present |
1)03/16/2022 - Generation Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-11-24 |
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