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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-10 |
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2020-08-20 |
Branch Locations
320 Park Avenue Fl 14, New York, NY 10022 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 05/2012 | 08/2020 |
| Raymond James & Associates, Inc. | New York | NY | 08/2020 | Present |
(1)Name of Business: BOC St Nicholas LLC Address: 196 E 75th Street, apt 11B, New York, NY, 10021, United States Activity Type: Rental Real Estate Position/Title: Other, Partner Investment Related: Yes Start Date: 06/23/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Participation in Member meetings, Board meetings and acting on behalf of the board on administrative matters (2)Name of Business: Lomar Associates Inc Address: 196 E 75th Street, apt 11B, New YOrk, NY, 10021, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 07/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the board of directors (1 out of 7 directors)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-24 |
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