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John Harrison Ellis

Ameriprise Financial Services, LLC

Clayton, MO

Pensacola, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
FL RA APPROVED 2023-02-02
MO RA APPROVED 2021-06-28
  • TX RA
    APPROVED
    Since 2025-07-01
  • FL RA
    APPROVED
    Since 2023-02-02
  • MO RA
    APPROVED
    Since 2021-06-28

Branch Locations

7733 Forsyth Blvd Ste 950, Clayton, MO 63105 • United States

Pensacola, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. St. Louis MO 12/2007 06/2021
Ameriprise Financial Services, Llc Clayton MO 06/2021 Present
Previous Registrations
  • 2007-12-20 → 2021-07-09
    U.S. Bancorp Investments, Inc.
    Crestwood, MO
    Crestwood, MO
    Sappington, MO
    Saint Louis, MO
    Eureka, MO
    Eureka, MO
    Sappington, MO
    Crystal City, MO
    Arnold, MO
    Saint Louis, MO
    Fenton, MO
    High Ridge, MO
    Crestwood, MO
  • 2007-08-08 → 2008-01-02
    Brokersxpress Llc
    St. Louis, MO
    St. Louis, MO
    El Paso, TX
  • 2004-03-05 → 2005-11-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Clayton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-24
  • S66 Uniform Combined State Law Examination
    2004-01-24
Other Names
  • Jack Ellis
  • John Ellis

View on SEC IAPD

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Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

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