Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Juan | PR | 01/2005 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guaynabo | PR | 07/2019 | Present |
| Bank Of America, N.A. | Guaynabo | PR | 10/2019 | Present |
I*8797For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Isabela, 662 Nature of business: ,Position, title, association: , Start date of relationship: 9/18/2019Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*8799For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: San Juan, PR Nature of business: ,Position, title, association: , Start date of relationship: 7/1/2015Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-10 |
Reach out to this advisor