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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-22
  • NJ RA
    APPROVED
    Since 2026-04-22

Branch Locations

184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Florham Park PA 02/2016 07/2017
Hornor, Townsend & Kent, Llc Florham Park PA 02/2016 08/2017
Pruco Securities, Llc. East Brunswick NJ 07/2017 11/2024
Prudential Insurance Company Of America East Brunswick NJ 07/2017 08/2025
Lpl Enterprise, Llc East Brunswick NJ 11/2024 08/2025
Mml Investors Services, Llc Warren NJ 04/2026 Present
Massmutual Life Insurance Co Warren NJ 03/2026 Present
Unemployed Chester NJ 08/2025 03/2026
  • 02/2016 → 07/2017
    Penn Mutual Life Insurance Co
    Florham Park, PA
  • 02/2016 → 08/2017
    Hornor, Townsend & Kent, Llc
    Florham Park, PA
  • 07/2017 → 11/2024
    East Brunswick, NJ
  • 07/2017 → 08/2025
    Prudential Insurance Company Of America
    East Brunswick, NJ
  • 11/2024 → 08/2025
    East Brunswick, NJ
  • 04/2026 → Present
    Warren, NJ
  • 03/2026 → Present
    Massmutual Life Insurance Co
    Warren, NJ
  • 08/2025 → 03/2026
    Unemployed
    Chester, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-13
S63 Uniform Securities Agent State Law Examination 2003-12-16
  • S65 Uniform Investment Adviser Law Examination
    2017-12-13
  • S63 Uniform Securities Agent State Law Examination
    2003-12-16
Other Names
  • Paul Tompkins
  • Paul Andrew Tompkins
  • Paul Andrew Tompkin
  • Paul Tompkin

View on SEC IAPD

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