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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2005-09-23 |
Branch Locations
520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States
Vernon Hills, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2003 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2003 | Present |
DBAs: CUBE FINANCIAL PARTNERS, LLC, SURGEONS CAPITAL MANAGEMENT and THE BAILEY GROUP. OUTSIDE INSURANCE BROKERAGE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-03 |
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