Sara Lain Hay

Current Employers

Employment History

• 08/2007 → 11/2017
  Ubs Financial Services
  Nashville, TN
• 11/2017 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
• 03/2019 → 05/2019
  Homemaker
  Nashville, TN
• 05/2019 → 07/2020
  Macquarie
  Nashville, TN
• 08/2020 → 03/2022
  Raymond James Financial Services, Inc.
  Nashville, TN
• 08/2020 → 03/2022
  Pinnacle Financial Partners
  Nashville, TN
• 08/2020 → 03/2022
  Raymond James Financial Services Advisors, Inc.
  Nashville, TN
• 04/2022 → 06/2022
  B. Riley Wealth Management
  Nashville, TN
• 06/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Nashville, TN
• 06/2022 → Present
  Raymond James Financial Services, Inc.
  Nashville, TN
• 06/2022 → Present
  Pinnacle Financial Partners
  Nashville, TN

Previous Registrations

• 2022-04-12 → 2022-05-24
  B. Riley Wealth Management
  Nashville, TN
• 2020-08-13 → 2022-04-12
  Raymond James Financial Services Advisors, Inc
  Nashville, TN
  Nashville, TN
• 2017-12-11 → 2019-03-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
• 2009-11-17 → 2017-12-07
  Ubs Financial Services Inc.
  Nashville, TN
• 2003-04-02 → 2004-08-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN

Other Businesses

(1) Name of Business: 1017 Pierce Road LLC Address: 1422 Preston Drive, Nashville, TN, 37206, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 12/14/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No responsibilities - investor in a property to be developed into rental property but still just raw land (2) Name of Business: SBH Investments LLC Address: 1422 Preston Drive, Nashville, TN, 37206, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 12/18/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC created for private real estate investments - I do nothing for this nor make any decisions. Just 50/50 owner of the LLC. (3) Name of Business: Kidd Private Wealth Group Address: 2300 W End Ave, Nashville, TN, 37203-1708, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 81+ Description of duties: Client customer service for RJ accounts (4)Name of Business: Pinnacle Asset Management Address: 2300 W End Ave, Nashville, TN, 37203-1708, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/06/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client services manager

Exams

• S66 Uniform Combined State Law Examination
  2009-11-16

Other Names

• Sara Lain Bess
• Sara Lain Hay
• Sara L Bess
• Sara Hay