Best Investors
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Account
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2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-07-07 |
| TX | RA | APPROVED_RES | 2021-07-27 |
Branch Locations
2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Walnut Creek | CA | 11/2010 | 05/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2020 |
| Sepio Capital, Lp | Salt Lake City | UT | 05/2020 | Present |
1) E-Commerce account for Amazon, not investment-related, Approx 10 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-02-09 |
| S65 | Uniform Investment Adviser Law Examination | 2004-01-30 |
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