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Current Employers
Pacific Capital Associates

4747 Viewridge Ave Suite 107, San Diego, CA 92123-1688 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-12
CA RA APPROVED 2012-03-15
  • TX RA
    APPROVED_RES
    Since 2013-03-12
  • CA RA
    APPROVED
    Since 2012-03-15

Branch Locations

4747 Viewridge Ave Ste 107, San Diego, CA 92123-1688 • United States

4747 Viewridge Ave Suite 107, San Diego, CA 92123-1688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities Inc. San Diego CA 10/2003 11/2017
Cetera Advisor Networks Llc El Segundo CA 11/2017 03/2019
Mutual Securities, Inc. Camarillo CA 03/2019 Present
Pacific Capital Associates, Inc. San Diego CA 10/2011 Present
  • 10/2003 → 11/2017
    Girard Securities Inc.
    San Diego, CA
  • 11/2017 → 03/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2019 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 10/2011 → Present
    Pacific Capital Associates, Inc.
    San Diego, CA
Previous Registrations
  • 2017-11-01 → 2017-11-13
    Cetera Wealth Services, Llc
    San Diego, CA
  • 2004-12-13 → 2017-11-01
    Girard Securities, Inc.
    San Diego, CA
    San Diego, CA
  • 2005-08-11 → 2005-10-24
    Rancho Santa Fe, CA
  • 2000-03-20 → 2003-10-07
    San Diego, CA
Other Businesses

1. MUTUAL SECURITIES, INC.; INVESTMENT-RELATED; 4747 VIEWRIDGE AVENUE, SUITE 107 SAN DIEGO, CA 92123; BROKER-DEALER; REGISTERED REPRESENTATIVE; START DATE 03/2019; APPROXIMATELY 12 HOURS PER MONTH; 6 HOURS DURING TRADING HOURS; BROKER-DEALER BUSINESS WORKING WITH DIRECT MUTUAL FUND ACCOUNTS, 403B's, 529's, AND FIXED/VARIABLE ANNUITIES. 2. INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; 4747 VIEWRIDGE AVENUE, SUITE 107 SAN DIEGO, CA 92123; INSURANCE SALES; INSURANCE AGENT; START DATE 2000; APPROXIMATELY 2 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; SELLING TERM LIFE INSURANCE 3. City of Escondido - Community Services, Start Date: 04/01/2025, 201 N. Broadway, Escondido, CA 92025, General-law City, Community Service, Recreation Specialist (Referee), Responsible for the general supervision of youth and adult hockey games by enforcing the rules and maintaining the order of the game, Not Investment Related, 16 Hours per month, 0 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-25
  • S66 Uniform Combined State Law Examination
    2000-02-25
Designations

View on SEC IAPD

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