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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-12-08 |
| TX | RA | APPROVED | 2022-12-08 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
25 S Center St, Marshalltown, IA 50158 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Marshalltown | IA | 11/2014 | 12/2022 |
| Central Iowa Capital Advisors | Marshalltown | IA | 12/2022 | Present |
| Lpl Financial Llc | Marshalltown | IA | 12/2022 | Present |
1) 12/07/2022 - Central Iowa Capital Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business locations(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-13 |
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