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James F. Goulet

Commonwealth Financial Network

Worcester, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-02-15
  • MA RA
    APPROVED
    Since 2019-02-15

Branch Locations

324 Grove Street, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goulet, Salvidio & Assoc. Pc Worcester MA 06/1972 Present
Lincoln Financial Advisors Worcester MA 10/2009 10/2016
Cetera Financial Specialists Llc Schaumburg IL 09/2016 01/2019
Cetera Investment Advisers Llc Schaumburg IL 09/2016 01/2019
Commonwealth Financial Network Waltham MA 02/2019 Present
  • 06/1972 → Present
    Goulet, Salvidio & Assoc. Pc
    Worcester, MA
  • 10/2009 → 10/2016
    Lincoln Financial Advisors
    Worcester, MA
  • 09/2016 → 01/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2016 → 01/2019
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 02/2019 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2016-11-15 → 2019-01-08
    Cetera Investment Advisers Llc
    Worcester, MA
  • 2012-12-13 → 2016-11-05
    Osaic Fa, Inc.
    Worcester, MA
    Glastonbury, CT
    Waltham, MA
  • 1999-02-03 → 2003-12-15
    Lexington Advisors
    Lexington, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-28
  • S66 Uniform Combined State Law Examination
    2012-11-28

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTOR, MA
LPL FINANCIAL LLC · WORCESTER, MA
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