Michael Andrew Lorenzo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2004-12-14 → 2015-12-17
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY

Other Businesses

1) 14 Noth Cape LLC / 729 Terrace Heights Wyckoff,NJ 07481 / Other/ Real Estate / Property Rental / Partner / Own Private residence and will rent it / Start Date 11/15/2018 / 2) 735 Terrace Heights LLC/ investment related?:yes / 729 Terrace Heights, Wyckoff, NJ, 07481/ Real Estate/ Limited Liability Corp. for Real Estate Holding./Rental Property/Partner/ We will own a private residence, make some improvements and rent it./ start date:5/12/2021/ time reqd during working hours?: no

Exams

• S66 Uniform Combined State Law Examination
  2004-10-25

Other Names

• Mike Lorenzo