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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-11-16 |
Branch Locations
600 Hart Rd Ste 125, Barrington, IL 60010 • United States
Port Barrington, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Barrington | IL | 11/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Barrington | IL | 03/2020 | Present |
Business Ownership; EDS & Associates, Inc.; Owner; Manage Ameriprise Business; 26480 Southgate Trail, , Port Barrington, IL, 60010; Investment-Related; 02/07/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; EDS & Associates, Inc.; Owner; Manage advisory business; 26480 Southgate Trail, , Port Barrington, IL, 60010; Investment-Related; 02/07/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-29 |
| S66 | Uniform Combined State Law Examination | 2003-11-25 |
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