Brad Allan Herman

Current Employers

Employment History

• 07/2016 → 02/2018
  Highland Capital Brokerage
  Seattle, WA
• 07/2016 → 02/2018
  Investacorp Inc
  Miami, FL
• 02/2018 → 05/2019
  Mutual Advisors,Llc
  Casper, WY
• 02/2018 → 05/2019
  Mutual Securities, Inc
  Camarillo, CA
• 06/2019 → Present
  Bmo Bank Na
  Barrington, IL
• 03/2021 → Present
  Lpl Financial Llc
  Barrington, IL

Previous Registrations

• 2019-07-22 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Barrington, IL
• 2018-02-12 → 2019-05-31
  Mutual Advisors, Llc
  San Francisco, CA
• 2016-09-15 → 2018-02-09
  Investacorp Advisory Services Inc
  Seattle, WA
• 2007-10-31 → 2009-03-03
  Centara Capital Management Group, Inc.
  San Diego, CA

Other Businesses

1) 03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services  - Investment Related - Barrington, IL 60010 2) 02/09/2024 - BMO Bank NA - Non-Inv related - Naperville, IL - Financial Institution Duty - Director - Started: 9/14/2023 - 160 Hrs/Mo During Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-09-13

Designations