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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-12 |
| TX | RA | APPROVED | 2024-08-12 |
Branch Locations
1525 South Grove Avenue Unit 202, Barrington, IL 60010 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 08/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 08/2024 |
| Merit Financial Advisors | Barrington | IL | 08/2024 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2024 | Present |
1. Merit Financial Advisors Investment Related. At the registered location. RIA. Financial Advisor, 08/16/2024. 200. 200. Investment Advisor through Outside RIA. 2. Fixed insurance. Investment Related. At the registered location. Fixed Insurance. Agent. 08/16/2024. 10. 10. Provide insurance advice based on the needs of client(s). 3. PKSF. Investment Related. At the registered location. Fixed Insurance. Agent. 08/16/2024. 10. 10. Provide insurance advice based on the needs of client(s). 4. Ceasare and Marie Vitale Living. Investment related. At the registered location. Executor of trust. Trustee. 12/1/1999.2.4. I'm the trustee on parents trust account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-19 |
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