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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
201 South Grove Avenue, Barrington, IL 60010 • United States
1190 Mchenry Rd, Buffalo Grove, IL 60089 • United States
Kildeer, IL • United States
205 Northwest Hwy, Palatine, IL 60067 • United States
333 North Northwest Highway, Barrington, IL 60010 • United States
1350 Rand Rd, Palatine, IL 60074 • United States
5035 Shoreline Road, Lake Barrington, IL 60010 • United States
3225 Kirchoff Road, Rolling Meadows, IL 60008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services, Inc | Barrington | IL | 12/2005 | Present |
| Lpl Financial Llc | Barrington | IL | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - BARRINGTON, IL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-12 |
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