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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-27
KY RA APPROVED 2007-06-21
  • TX RA
    APPROVED_RES
    Since 2018-12-27
  • KY RA
    APPROVED
    Since 2007-06-21

Branch Locations

1106 Tunnel Hill Rd Ste 104, Elizabethtown, KY 42701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2003 Present
Other Businesses

Double A Properties Type of business: Rental Properties Elizabethtown, KY Start date: 7/7/2013 Owner Hours per week: 1 Hours during trading: 0 Maintain Property. * The Next Step Counseling LLC Type of business: Mental Health Counseling Elizabethtown, KY Start date: 12/13/2007 Officer Hours per week: 0 Hours during trading: 0 Signer on accounts as an emergency business continuation plan * Carroll Family Farm Type of business: Farm Elizabethtown, KY Start date: 12/1/2022 Sharecropper Hours per week: 1 Hours during trading: 0 Sharecropping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-18
S63 Uniform Securities Agent State Law Examination 2004-01-02
  • S66 Uniform Combined State Law Examination
    2007-06-18
  • S63 Uniform Securities Agent State Law Examination
    2004-01-02
Designations
Other Names
  • James Charles Carroll

View on SEC IAPD

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