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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities, Inc. | Huntsville | AL | 12/2003 | 09/2018 |
| Synovus Bank | Huntsville | AL | 03/2006 | 09/2018 |
| Cetera Investment Advisers Llc | Houma | LA | 09/2018 | 02/2025 |
| Regions Bank | Houma | LA | 09/2018 | 02/2025 |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2018 | 02/2025 |
| Lpl Financial Llc | Houma | LA | 06/2025 | Present |
| Synergy Bank | Houma | LA | 06/2025 | Present |
| Steadfast Employment Agency | Houma | LA | 03/2025 | 05/2025 |
1) 05/2025 - SYNERGY INVESTMENT SERVICE / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-20 |
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