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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Farmington | UT | 02/2003 | 06/2021 |
| Pfs Investments Inc | Farmington | UT | 10/2003 | 06/2021 |
| Jpmorgan Chase Bank, N.A. | Kennesaw | GA | 06/2021 | 11/2024 |
| J.P. Morgan Securities Llc | Kennesaw | GA | 06/2021 | 11/2024 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2024 | 04/2025 |
| Wells Fargo Bank, Na | Atlanta | GA | 11/2024 | 04/2025 |
| Empower Financial Services, Inc | Greenwood Village | CO | 09/2025 | 12/2025 |
| Unemployed | Marietta | GA | 04/2025 | 09/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 10/2025 | 12/2025 |
| Regions Bank | Marietta | GA | 12/2025 | Present |
| Cetera Investment Advisers Llc | Marietta | GA | 12/2025 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-09 |
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