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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-19 |
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED_RES | 2017-05-17 |
| CA | RA | APPROVED | 2008-10-22 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
Teaneck, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 10/2008 | Present |
SERVE AS TRUSTEE ON THE BARAK LURIA RABINOWITZ IRREVOCABLE TRUST. BARAK RABINOWITZ IS MY BROTHER IN LAW. THE START DATE IS EXPECTED TO BE JULY 1, 2023. I ANTICIPATE SPENDING LESS THAN 1 HOUR PER MONTH IN THE ROLE. ADDRESS IS 86 GOLF CT., TEANECK, NJ. MY DUTY WILL BE TO REVIEW THE INVESTMENTS AND FUTURE DISTRIBUTIONS TO THE CHILDREN OF BARAK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-30 |
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