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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-15 |
| CO | RA | APPROVED | 2020-03-10 |
Branch Locations
1881 9Th Street Suite 250, Boulder, CO 80302 • United States
Arvada, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank One | Boulder | CO | 04/2002 | 03/2020 |
| J.P. Morgan Securities Llc | Boulder | CO | 10/2012 | 03/2020 |
| Raymond James & Associates | Boulder | CO | 03/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/1/2013 ADDRESS: 8199 THORNTON, CO. DETAILS: Rental property. HOURS DEDICATED (per month unless otherwise indicated): MINIMAL HOURS DURING TRADING: 0 INVESTMENT RELATED: YES Name of Business: Address: Arvada, CO, 80005, United States -Activity Type: Rental Real Estate Position/Title: Owner/Proprietor -Investment Related: Yes Start Date: 07/01/2006 -Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect Rents \n
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-31 |
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