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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Sugar Land | TX | 08/2014 | 03/2022 |
| Independent Financial Group | Sugar Land | TX | 03/2022 | 05/2022 |
| Lpl Financial Llc | Lubbock | TX | 05/2022 | Present |
1) 5/2022- James & Sons Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Lubbock, TX 2) 10/20/2023 - Glorified Family Plumbing, LLC - Other - Rep Business - Owner/ Bookkeeper - Not Investment Related - 1626 69th Street, Lubbock, TX 79412 - Start Date 10/06/2023 - 10 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-22 |
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