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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-11-03
CT RA APPROVED 2017-11-02
NC RA APPROVED 2017-11-02
TX RA APPROVED 2017-11-02
  • OH RA
    APPROVED
    Since 2017-11-03
  • CT RA
    APPROVED
    Since 2017-11-02
  • NC RA
    APPROVED
    Since 2017-11-02
  • TX RA
    APPROVED
    Since 2017-11-02

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 06/2009 11/2017
Jpmorgan Chase Bank, N.A. Boston MA 11/2017 Present
J.P. Morgan Securities Llc Boston MA 11/2017 Present
Hockey Referree Albany NY 10/2007 Present
Austin Prep School Woburn MA 11/2023 Present
  • 06/2009 → 11/2017
    Boston, MA
  • 11/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 11/2017 → Present
    Boston, MA
  • 10/2007 → Present
    Hockey Referree
    Albany, NY
  • 11/2023 → Present
    Austin Prep School
    Woburn, MA
Previous Registrations
Other Businesses

Entity Name: Austin Prep School Investment related: No "Address: I help the varsity hockey team out as Director of Hockey Ops. I attend on the weekends. " WOBURN, Massachusetts, 01801 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 11/01/2023 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connections to JPM Entity Name: Hockey Referree Investment related: No Address: 51 Albany, NY Nature of the other business: Hockey referree Position/Title/Relationship: Hockey referee Start Date: 05-Oct-2007 Approximate # of hours a month: 6 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Hockey referee Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-12
S63 Uniform Securities Agent State Law Examination 2005-07-30
  • S65 Uniform Investment Adviser Law Examination
    2006-12-12
  • S63 Uniform Securities Agent State Law Examination
    2005-07-30
Other Names
  • Martin F Hughes

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