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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-11-03 |
| CT | RA | APPROVED | 2017-11-02 |
| NC | RA | APPROVED | 2017-11-02 |
| TX | RA | APPROVED | 2017-11-02 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boston | MA | 06/2009 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 11/2017 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 11/2017 | Present |
| Hockey Referree | Albany | NY | 10/2007 | Present |
| Austin Prep School | Woburn | MA | 11/2023 | Present |
Entity Name: Austin Prep School Investment related: No "Address: I help the varsity hockey team out as Director of Hockey Ops. I attend on the weekends. " WOBURN, Massachusetts, 01801 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 11/01/2023 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connections to JPM Entity Name: Hockey Referree Investment related: No Address: 51 Albany, NY Nature of the other business: Hockey referree Position/Title/Relationship: Hockey referee Start Date: 05-Oct-2007 Approximate # of hours a month: 6 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Hockey referee Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-30 |
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