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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-21 |
| NY | RA | APPROVED | 2022-03-18 |
Branch Locations
200 W 41St Street Suite 1902, New York, NY 10036 • United States
Oakland Gardens, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | New York | NY | 10/2003 | 01/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2002 | 01/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2016 | 01/2019 |
| Mass Mutual Life Insurance Company | New York | NY | 01/2019 | 03/2022 |
| Mml Investors Services | New York | NY | 01/2019 | 03/2022 |
| Ameriprise Financial Services Llc | New York | NY | 03/2022 | Present |
Independent Insurance Brokering; American National; 06/06/2019; / Equitable; 02/02/2005; / Guardian; 06/06/2010; Disability Income / Penn Mutual; 01/05/2013; / Transamerica; 05/01/2006; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-08-09 |
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