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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-21
NY RA APPROVED 2022-03-18
  • TX RA
    APPROVED_RES
    Since 2022-03-21
  • NY RA
    APPROVED
    Since 2022-03-18

Branch Locations

200 W 41St Street Suite 1902, New York, NY 10036 • United States

Oakland Gardens, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc New York NY 10/2003 01/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2002 01/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2016 01/2019
Mass Mutual Life Insurance Company New York NY 01/2019 03/2022
Mml Investors Services New York NY 01/2019 03/2022
Ameriprise Financial Services Llc New York NY 03/2022 Present
  • 10/2003 → 01/2019
    Northwestern Mutual Investment Services, Llc
    New York, NY
  • 07/2002 → 01/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2016 → 01/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2019 → 03/2022
    Mass Mutual Life Insurance Company
    New York, NY
  • 01/2019 → 03/2022
    Mml Investors Services
    New York, NY
  • 03/2022 → Present
    New York, NY
Previous Registrations
Other Businesses

Independent Insurance Brokering; American National; 06/06/2019; / Equitable; 02/02/2005; / Guardian; 06/06/2010; Disability Income / Penn Mutual; 01/05/2013; / Transamerica; 05/01/2006; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-08-09
  • S63 Uniform Securities Agent State Law Examination
    2004-08-09
Other Names
  • Jay Himmelstein

View on SEC IAPD

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