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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-09
NC RA APPROVED 2005-02-24
  • TX RA
    APPROVED_RES
    Since 2010-04-09
  • NC RA
    APPROVED
    Since 2005-02-24

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Raleigh NC 02/2005 Present
Bank Of America, N.A. Raleigh NC 02/2012 Present
  • 02/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Raleigh, NC
  • 02/2012 → Present
    Bank Of America, N.A.
    Raleigh, NC
Previous Registrations
  • 2005-01-03 → 2005-02-15
    Truist Investment Services, Inc.
    Durham, NC
  • 2004-05-25 → 2005-01-03
    Ncf Financial Services, Inc.
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-24
  • S66 Uniform Combined State Law Examination
    2004-05-24

View on SEC IAPD

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